Make More Sales. Reduce Regulatory Risk of Complaints and Arbitrations. SwitchSafe Provides The Product Data You Need to do Both.
SwitchSafe automates the customer sales and disclosure process by providing......custom disclosure forms, and a battle tested, best in class transaction documentation system. SwitchSafe is available on your smartphone, tablet, and computer and incorporates digital signature technology. Always have the product data you need at your fingertips.Take a Tour Try SwitchSafe Book a Demo
It is no longer acceptable to make just a suitable recommendation to your clients.
SwitchSafe is the only software of its kind, bringing a full database of accurate product data, digital copies of all prospectuses, and the technology to auto-populate your switch and replacement forms to ensure accuracy.
A leading Insurance Company was recently fined $25MM, which SwitchSafe could have prevented. FINRA notes that 72% of the forms that were evaluated had at least one error on them!
Accuracy of Forms
FINRA's heightened focus on transparency, specifically Replacement Forms and Switch Forms.
Helps advisors, BDs, and OSJ offices to complete switch forms accurately and quickly. Auto populates the forms, and exports as PDF.
Prospectuses in PDF
Automatically makes a copy of both the old and new prospectus available to the clients at point of sale.
Assists Broker Dealers
Complies with DOL rules while also handling the "Process of Supervision". FINRA referenced "Process of Supervision" recently."
It has never been better time to SwitchSafe
With SwitchSafe you can be assured of accurate information on your product replacement forms and become more tranparent to the clients, while saving time for you and your staff.Start your Demonstration
Easy from the start
The software auto-populates your product comparison information and makes a digital copy of the prospectus available for both the product being replaced and the product being purchased.
You now have proof that the client had an accurate summary of all fees and expenses of both products.
Checks and balances
Clients are required to open the prospectus of both products before the Switch Forms could be generated to print.
"SwitchSafe has not only saved me time, it has helped me be proactively transparent with our clients. Now we are comfortable that we have accurate information on our forms. The advisors I coach have been urged to use the software as well."Coach Pete D’Arruda Host of “Financial Safari” Radio Show and Advisor Media Guru
"SwitchSafe is my go to resource when comparing fees with my clients. The software easily compares the “hidden fees” that are so commonly buried in a prospectus."Stephen Baker Regional Vice President, Highland Capital Management, L.P.
"It’s timely that as Broker Dealers look for ways to manage increasing regulatory requirements, SwitchSafe is bringing a reliable, simple and affordable solution to required documentation for investor’s reallocation choices. I believe that SwitchSafe is a common-sense tool that should be a part of all investment recommendations."Bonnie J. Shekarabi Engage BD, LLC
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Easy from the start: User-friendly subscription process and easy to use software.